Investment Advisory & Brokerage: Customer Focus and Compliance Included

Neobrokers, regulatory pressure, and cost constraints are putting a strain on investment advisory and brokerage services. As a result, many institutions are looking to optimize their workflows or outsource entire processes. When approached correctly, this opens up numerous positive effects that benefit advisors and brokers alike.
Rely on our deep understanding of the industry and our extensive experience.

Get expert advice now

[Translate to English:] Anlageberatung & Brokerage

Achieve Strategic Advantages with syracom

Increase revenues

Avoid regulatory penalties

Deploy internal experts effectively

Focus on core strengths

Boost customer satisfaction

You Can Focus on Your Customers Again

In investment advisory and brokerage, time and expertise are critical success factors. However, increasingly complex regulatory requirements and operational challenges make it difficult to focus on what truly matters: advising your customers.

To help you concentrate on what counts, syracom takes care of the rest. Our consultants focus on optimizing your processes, support you during testing phases, and ensure compliance with regulatory requirements.

Our services - your advantage: Consulting and Implementation in Investment Advisory & Brokerage

Securities Outsourcing and Migrations

Design and implementation of securities outsourcing and migration strategies. We analyze existing processes, identify optimization potential, and help select suitable external service providers. Your data is migrated smoothly, and outsourced processes are continuously monitored.

Optimization of Investment Advisory Processes

Redesign and improvement of existing advisory workflows: analysis of current procedures, identification of weaknesses, and development of efficient, customer-focused strategies. Your advisory process becomes more effective, taking into account the potential of new technologies and regulatory requirements.

Compliance with Regulatory Requirements in Investment Advisory

Implementation and monitoring of processes that ensure compliance with regulatory standards in investment advisory—minimizing legal risks. This includes regular training for your advisors and compliance checks.

Optimization of Asset Management

Optimization and, where necessary, integration of multiple asset management operations from different financial institutions. We analyze your current setup, identify improvement opportunities, develop tailored integration plans, and implement them seamlessly. The new solution leverages synergies, optimally maps workflows, and reduces risks.